红黑树是一种平衡二叉树。

基于5.16内核。

头文件定义:include/linux/rbtree.hinclude/linux/rbtree_types.h

结构定义

1
2
3
4
5
6
7
8
9
10
struct rb_node {
unsigned long __rb_parent_color;
struct rb_node *rb_right;
struct rb_node *rb_left;
} __attribute__((aligned(sizeof(long))));
/* The alignment might seem pointless, but allegedly CRIS needs it */

struct rb_root {
struct rb_node *rb_node;
};

其中rb_node是节点类型,rb_root表示根节点。

rb_node__rb_parent_color同时定义了父节点和颜色值。由于该该结构体需要大小为sizeof(long)对齐,不管是在32位还是64位上,其地址的最后两个bit永远是0,因此就可以用最后两个bit表示该节点的颜色。例如,指针的地址永远为100、1000、1100、101100等。

所以对父指针和颜色操作如下定义:

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
#define __rb_parent(pc)    ((struct rb_node *)(pc & ~3))

#define __rb_color(pc) ((pc) & 1)
#define __rb_is_black(pc) __rb_color(pc)
#define __rb_is_red(pc) (!__rb_color(pc))
#define rb_color(rb) __rb_color((rb)->__rb_parent_color)
#define rb_is_red(rb) __rb_is_red((rb)->__rb_parent_color)
#define rb_is_black(rb) __rb_is_black((rb)->__rb_parent_color)

static inline void rb_set_parent(struct rb_node *rb, struct rb_node *p)
{
rb->__rb_parent_color = rb_color(rb) | (unsigned long)p;
}

static inline void rb_set_parent_color(struct rb_node *rb,
struct rb_node *p, int color)
{
rb->__rb_parent_color = (unsigned long)p | color;
}

获取节点信息的宏定义:

1
2
3
4
5
6
7
8
9
10
11
12
13
14
// 初始化根节点指针
#define RB_ROOT (struct rb_root) { NULL, }
// container_of 根据偏移获取type结构体
#define rb_entry(ptr, type, member) container_of(ptr, type, member)
// 判断根节点是否为空(树是否为空)
#define RB_EMPTY_ROOT(root) (READ_ONCE((root)->rb_node) == NULL)

/* 'empty' nodes are nodes that are known not to be inserted in an rbtree */
// 判断节点是否为空
#define RB_EMPTY_NODE(node) \
((node)->__rb_parent_color == (unsigned long)(node))
// 设置节点为空
#define RB_CLEAR_NODE(node) \
((node)->__rb_parent_color = (unsigned long)(node))

红黑树操作

插入

  1. 将红黑树节点作为一棵二叉查找树,将节点插入
  2. 将插入的节点着色为红色
  3. 通过一系列旋转或着色等操作,使之重新成为一棵红黑树

代码如下

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
static __always_inline void
__rb_insert(struct rb_node *node, struct rb_root *root,
void (*augment_rotate)(struct rb_node *old, struct rb_node *new))
{
struct rb_node *parent = rb_red_parent(node), *gparent, *tmp;

while (true) {
/*
* Loop invariant: node is red.
* 如果没有父节点,染黑即可
*/
if (unlikely(!parent)) {
/*
* The inserted node is root. Either this is the
* first node, or we recursed at Case 1 below and
* are no longer violating 4).
*/
rb_set_parent_color(node, NULL, RB_BLACK);
break;
}

/*
* If there is a black parent, we are done.
* Otherwise, take some corrective action as,
* per 4), we don't want a red root or two
* consecutive red nodes.
* 如果当前节点是黑色,退出
*/
if(rb_is_black(parent))
break;

// 祖父节点
gparent = rb_red_parent(parent);

tmp = gparent->rb_right;
// 如果父节点在左边
if (parent != tmp) { /* parent == gparent->rb_left */
if (tmp && rb_is_red(tmp)) {
/*
* 如果叔叔节点是红色,则将父亲、叔叔节点染成黑色,祖父节点染成红色,将祖父节点设置为当前节点
* Case 1 - node's uncle is red (color flips).
*
* G g
* / \ / \
* p u --> P U
* / /
* n n
*
* However, since g's parent might be red, and
* 4) does not allow this, we need to recurse
* at g.
*/
rb_set_parent_color(tmp, gparent, RB_BLACK);
rb_set_parent_color(parent, gparent, RB_BLACK);
node = gparent;
parent = rb_parent(node);
rb_set_parent_color(node, parent, RB_RED);
continue;
}

tmp = parent->rb_right;
if (node == tmp) {
/*
* 如果叔叔节点是黑色,且在右边,将父节点作为支点进行左旋
* Case 2 - node's uncle is black and node is
* the parent's right child (left rotate at parent).
*
* G G
* / \ / \
* p U --> n U
* \ /
* n p
*
* This still leaves us in violation of 4), the
* continuation into Case 3 will fix that.
*/
tmp = node->rb_left;
WRITE_ONCE(parent->rb_right, tmp);
WRITE_ONCE(node->rb_left, parent);
if (tmp)
rb_set_parent_color(tmp, parent,
RB_BLACK);
rb_set_parent_color(parent, node, RB_RED);
augment_rotate(parent, node);
parent = node;
tmp = node->rb_right;
}

/*
* 叔叔节点是黑色,且在左边,将父节点设置成为黑色,祖父节点设置为红色,以祖父节点为支点右旋
* Case 3 - node's uncle is black and node is
* the parent's left child (right rotate at gparent).
*
* G P
* / \ / \
* p U --> n g
* / \
* n U
*/
WRITE_ONCE(gparent->rb_left, tmp); /* == parent->rb_right */
WRITE_ONCE(parent->rb_right, gparent);
if (tmp)
rb_set_parent_color(tmp, gparent, RB_BLACK);
__rb_rotate_set_parents(gparent, parent, root, RB_RED);
augment_rotate(gparent, parent);
break;
} else {
tmp = gparent->rb_left;
if (tmp && rb_is_red(tmp)) {
/* Case 1 - color flips */
rb_set_parent_color(tmp, gparent, RB_BLACK);
rb_set_parent_color(parent, gparent, RB_BLACK);
node = gparent;
parent = rb_parent(node);
rb_set_parent_color(node, parent, RB_RED);
continue;
}

tmp = parent->rb_left;
if (node == tmp) {
/* Case 2 - right rotate at parent */
tmp = node->rb_right;
WRITE_ONCE(parent->rb_left, tmp);
WRITE_ONCE(node->rb_right, parent);
if (tmp)
rb_set_parent_color(tmp, parent,
RB_BLACK);
rb_set_parent_color(parent, node, RB_RED);
augment_rotate(parent, node);
parent = node;
tmp = node->rb_left;
}

/* Case 3 - left rotate at gparent */
WRITE_ONCE(gparent->rb_right, tmp); /* == parent->rb_left */
WRITE_ONCE(parent->rb_left, gparent);
if (tmp)
rb_set_parent_color(tmp, gparent, RB_BLACK);
__rb_rotate_set_parents(gparent, parent, root, RB_RED);
augment_rotate(gparent, parent);
break;
}
}
}

static inline void dummy_rotate(struct rb_node *old, struct rb_node *new) {}

void rb_insert_color(struct rb_node *node, struct rb_root *root)
{
__rb_insert(node, root, dummy_rotate);
}

  1. 叔叔节点是红色

则将父亲、叔叔节点染成黑色,祖父节点染成红色,将祖父节点设置为当前节点,之后对当前节点进行操作

  1. 叔叔节点是黑色,且在左边

将父节点设置成为黑色,祖父节点设置为红色,以祖父节点为支点右旋

  1. 叔叔节点是黑色,且在左边

将父节点设置成为黑色,祖父节点设置为红色,以祖父节点为支点右旋

删除

  1. 将红黑树当作一颗二叉查找树,将节点删除。
  • 被删除节点没有儿子,即为叶节点。那么,直接将该节点删除就OK了。

  • 被删除节点只有一个儿子。那么,直接删除该节点,并用该节点的唯一子节点顶替它的位置。

  • 被删除节点有两个儿子。那么,先找出它的后继节点;然后把“它的后继节点的内容”复制给“该节点的内容”;之后,删除“它的后继节点”。在这里,后继节点相当于替身,在将后继节点的内容复制给”被删除节点”之后,再将后继节点删除。这样就巧妙的将问题转换为”删除后继节点”的情况了,下面就考虑后继节点。 在”被删除节点”有两个非空子节点的情况下,它的后继节点不可能是双子非空。既然”的后继节点”不可能双子都非空,就意味着”该节点的后继节点”要么没有儿子,要么只有一个儿子。若没有儿子,则按”情况① “进行处理;若只有一个儿子,则按”情况② “进行处理。

  1. 通过”旋转和重新着色”等一系列来修正该树,使之重新成为一棵红黑树。

删除代码如下:

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
/*
* Inline version for rb_erase() use - we want to be able to inline
* and eliminate the dummy_rotate callback there
*/
static __always_inline void
____rb_erase_color(struct rb_node *parent, struct rb_root *root,
void (*augment_rotate)(struct rb_node *old, struct rb_node *new))
{
struct rb_node *node = NULL, *sibling, *tmp1, *tmp2;

while (true) {
/*
* Loop invariants:
* - node is black (or NULL on first iteration)
* - node is not the root (parent is not NULL)
* - All leaf paths going through parent and node have a
* black node count that is 1 lower than other leaf paths.
*/
sibling = parent->rb_right;
if (node != sibling) { /* node == parent->rb_left */
if (rb_is_red(sibling)) {
/*
* Case 1 - left rotate at parent
*
* P S
* / \ / \
* N s --> p Sr
* / \ / \
* Sl Sr N Sl
*/
tmp1 = sibling->rb_left;
WRITE_ONCE(parent->rb_right, tmp1);
WRITE_ONCE(sibling->rb_left, parent);
rb_set_parent_color(tmp1, parent, RB_BLACK);
__rb_rotate_set_parents(parent, sibling, root,
RB_RED);
augment_rotate(parent, sibling);
sibling = tmp1;
}
tmp1 = sibling->rb_right;
if (!tmp1 || rb_is_black(tmp1)) {
tmp2 = sibling->rb_left;
if (!tmp2 || rb_is_black(tmp2)) {
/*
* Case 2 - sibling color flip
* (p could be either color here)
*
* (p) (p)
* / \ / \
* N S --> N s
* / \ / \
* Sl Sr Sl Sr
*
* This leaves us violating 5) which
* can be fixed by flipping p to black
* if it was red, or by recursing at p.
* p is red when coming from Case 1.
*/
rb_set_parent_color(sibling, parent,
RB_RED);
if (rb_is_red(parent))
rb_set_black(parent);
else {
node = parent;
parent = rb_parent(node);
if (parent)
continue;
}
break;
}
/*
* Case 3 - right rotate at sibling
* (p could be either color here)
*
* (p) (p)
* / \ / \
* N S --> N sl
* / \ \
* sl Sr S
* \
* Sr
*
* Note: p might be red, and then both
* p and sl are red after rotation(which
* breaks property 4). This is fixed in
* Case 4 (in __rb_rotate_set_parents()
* which set sl the color of p
* and set p RB_BLACK)
*
* (p) (sl)
* / \ / \
* N sl --> P S
* \ / \
* S N Sr
* \
* Sr
*/
tmp1 = tmp2->rb_right;
WRITE_ONCE(sibling->rb_left, tmp1);
WRITE_ONCE(tmp2->rb_right, sibling);
WRITE_ONCE(parent->rb_right, tmp2);
if (tmp1)
rb_set_parent_color(tmp1, sibling,
RB_BLACK);
augment_rotate(sibling, tmp2);
tmp1 = sibling;
sibling = tmp2;
}
/*
* Case 4 - left rotate at parent + color flips
* (p and sl could be either color here.
* After rotation, p becomes black, s acquires
* p's color, and sl keeps its color)
*
* (p) (s)
* / \ / \
* N S --> P Sr
* / \ / \
* (sl) sr N (sl)
*/
tmp2 = sibling->rb_left;
WRITE_ONCE(parent->rb_right, tmp2);
WRITE_ONCE(sibling->rb_left, parent);
rb_set_parent_color(tmp1, sibling, RB_BLACK);
if (tmp2)
rb_set_parent(tmp2, parent);
__rb_rotate_set_parents(parent, sibling, root,
RB_BLACK);
augment_rotate(parent, sibling);
break;
} else {
sibling = parent->rb_left;
if (rb_is_red(sibling)) {
/* Case 1 - right rotate at parent */
tmp1 = sibling->rb_right;
WRITE_ONCE(parent->rb_left, tmp1);
WRITE_ONCE(sibling->rb_right, parent);
rb_set_parent_color(tmp1, parent, RB_BLACK);
__rb_rotate_set_parents(parent, sibling, root,
RB_RED);
augment_rotate(parent, sibling);
sibling = tmp1;
}
tmp1 = sibling->rb_left;
if (!tmp1 || rb_is_black(tmp1)) {
tmp2 = sibling->rb_right;
if (!tmp2 || rb_is_black(tmp2)) {
/* Case 2 - sibling color flip */
rb_set_parent_color(sibling, parent,
RB_RED);
if (rb_is_red(parent))
rb_set_black(parent);
else {
node = parent;
parent = rb_parent(node);
if (parent)
continue;
}
break;
}
/* Case 3 - left rotate at sibling */
tmp1 = tmp2->rb_left;
WRITE_ONCE(sibling->rb_right, tmp1);
WRITE_ONCE(tmp2->rb_left, sibling);
WRITE_ONCE(parent->rb_left, tmp2);
if (tmp1)
rb_set_parent_color(tmp1, sibling,
RB_BLACK);
augment_rotate(sibling, tmp2);
tmp1 = sibling;
sibling = tmp2;
}
/* Case 4 - right rotate at parent + color flips */
tmp2 = sibling->rb_right;
WRITE_ONCE(parent->rb_left, tmp2);
WRITE_ONCE(sibling->rb_right, parent);
rb_set_parent_color(tmp1, sibling, RB_BLACK);
if (tmp2)
rb_set_parent(tmp2, parent);
__rb_rotate_set_parents(parent, sibling, root,
RB_BLACK);
augment_rotate(parent, sibling);
break;
}
}
}

/* Non-inline version for rb_erase_augmented() use */
void __rb_erase_color(struct rb_node *parent, struct rb_root *root,
void (*augment_rotate)(struct rb_node *old, struct rb_node *new))
{
____rb_erase_color(parent, root, augment_rotate);
}
EXPORT_SYMBOL(__rb_erase_color);